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Rachael Walsh, PhD

National Institutes of Health



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Robert F. Moore

National Institutes of Health



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Jamie Mihoko Doyle, PhD

National Institutes of Health



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Katrina Pearson

National Institutes of Health



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349 – Contributed Poster Presentations: Section on Statistical Computing

Early Stage Investigator Policy Evaluation: The Statistical Necessities

Sponsor: Section on Statistical Computing
Keywords: early stage investigator, NIH grant funding, policy evaluation

Rachael Walsh, PhD

National Institutes of Health

Robert F. Moore

National Institutes of Health

Jamie Mihoko Doyle, PhD

National Institutes of Health

Katrina Pearson

National Institutes of Health

To assist new scientists in the transition to independent research careers, the National Institutes of Health (NIH) implemented an Early Stage Investigator (ESI) policy beginning with applications submitted in 2009. During the review process, the ESI designation segregates applications submitted by investigators within 10 years of completing their terminal degree or medical residency from applications submitted by more experienced investigators. Institutes/Centers can then give special consideration to ESI applications when making funding decisions. One goal of this policy is to increase the probability of newly emergent investigators receiving research support. Using direct matching algorithms to generate comparable groups pre- and post-policy implementation, generalized linear models were used to evaluate the ESI policy, comparing the probability of funding for ESI flagged applications from 2011 to 2015 to applications from 2004 to 2008 with similar characteristics. This paper addresses the statistical necessities of public policy evaluation, finding that the ESI policy stabilized the proportion of NIH funded newly emergent investigators. In the absence of the ESI policy, 54 percent of newly emergent investigators would not have received funding.

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