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Taylor Lewis

University of Maryland



598 – Social Statistics Section Student Paper Competition

Testing for Phase Capacity in Surveys with Multiple Waves of Nonrespondent Follow-Up

Sponsor: Social Statistics Section
Keywords: responsive survey design, multiple imputation, weighting, nonresponse

Taylor Lewis

University of Maryland

To combat nonresponse, many surveys repeatedly follow up with nonrespondents, often targeting a response rate or a predetermined number of completes. Under a fixed data collection protocol, however, returns tend to diminish with each subsequent wave of data collected, and (nonresponse-adjusted) estimates eventually stabilize. This is the concept of phase capacity, suggesting some sort of design change is warranted (e.g., switch modes, increase the incentive, or discontinue follow-up altogether). The only known test for phase capacity appearing in the literature is one employing imputation models to adjust for nonresponse. This paper describes a test similar in spirit but applicable to surveys that conduct weighting adjustments to compensate for nonresponse. The two methods are compared via an application using data from a Web-based satisfaction survey of United States government employees. The weighting version of the phase capacity test proves more conservative in the sense that it tends to conclude more follow-up attempts are warranted.

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