Abstract #301549

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JSM 2003 Abstract #301549
Activity Number: 204
Type: Contributed
Date/Time: Tuesday, August 5, 2003 : 8:30 AM to 10:20 AM
Sponsor: Section on Bayesian Stat. Sciences
Abstract - #301549
Title: Likelihood Methods for Accounting for All-or-Nothing Treatment-Noncompliance and Subsequent Nonresponse in Randomized Trials
Author(s): Alistair James O'Malley*+ and Sharon-Lise Normand
Companies: Harvard University Medical School and Harvard University Medical School
Address: Dept. of Health Care Policy, Boston, MA, 02115-5821,
Keywords: causal inference ; EM algorithm ; instrumental variables ; likelihood function ; noncompliance ; nonresponse
Abstract:

Randomization is the backbone of clinical trial methodology. It is the medium through which causal inferences are made about the effect of treatment. When randomized trials are broken via noncompliance and nonresponse, analyses must account for these mechanisms. Recently, Frangakis and Rubin (1999) used method-of-moments to account for noncompliance and subsequent nonresponse. They assumed all-or-none compliance, and considered a problem when access to one of the treatments is restricted to those assigned that treatment. We will relax the second of these conditions. We consider parametric likelihood-based alternatives to Frangakis and Rubin's instrumental variables estimator (Frangakis and Rubin 1999). Marginal/integrated maximum likelihood (in which missing compliance states are averaged over), and maximum likelihood via the EM-algorithm, will be considered.

Our results indicate that the likelihood-based procedures perform significantly better than moment-based estimators. We also discuss the robustness of the new estimators to parametric assumptions.


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